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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa | San Antonio | TX | 01/2011 | 05/2020 |
| Raymond James Financial Services Inc | Seguin | TX | 05/2020 | Present |
| Raymond James Financial Services Advisors Inc | Seguin | TX | 05/2020 | Present |
(1)Name of Business: Kenneth Wolber & Company, Inc. Address: 201 S River St, Seguin, TX, 78155-6137, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be the sole owner and controller of an S Corporation to conduct payroll, accounting, and record keeping for tax purposes for my Raymond James pay structure.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-06 |
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