Seth R Panucci

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2020-12-04
TX	RA	APPROVED_RES	2016-11-21
CT	RA	APPROVED	2014-06-25

RI RA
APPROVED

Since 2020-12-04
TX RA
APPROVED_RES

Since 2016-11-21
CT RA
APPROVED

Since 2014-06-25

Branch Locations

27 Coogan Blvd, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New London	CT	03/2014	Present
Bank Of America, N.A.	New London	CT	10/2014	Present

03/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New London, CT
10/2014 → Present

Bank Of America, N.A.

New London, CT

Other Businesses

I*450399, Entity Type: Entity Not For Profit, Name of OBA: Noank Community Support Services, Inc, Address: Groton, Connecticut 06340, Investment Related: N, Position, Title, Association: Director, Employee Start Date: 06/16/2016, No Hours: 3, No Hours during trading: 0, Duties: A private non-profit entity that offers a variety of community based, in-home and congregate care services that span across all ages

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-24

S66 Uniform Combined State Law Examination

2014-06-24

Other Names

Seth Robert Panucci

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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