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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-11-15
TX RA APPROVED 2017-08-15
GA RA APPROVED 2017-07-21
  • FL RA
    APPROVED
    Since 2019-11-15
  • TX RA
    APPROVED
    Since 2017-08-15
  • GA RA
    APPROVED
    Since 2017-07-21

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Simons Island GA 12/2016 04/2017
Unemployed Brunswick GA 06/2011 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Simons Island GA 04/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-18
  • S66 Uniform Combined State Law Examination
    2017-07-18
Other Names
  • Dianna R. O'TOole
  • Dianna Renee O'TOole
  • Dianna Renee Scarborough
  • Dianna Renee Blackman
  • Dianna Renee Sherrill
  • Dianna Renee O Toole
  • Dianna R O'TOole
  • Dianna R Van Camp
  • Dianna Renee Otoole
  • Dianna Renee Van Camp
  • Dianna Van Camp

View on SEC IAPD

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