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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-21 |
| AL | RA | APPROVED | 2017-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Montgomery | AL | 06/2013 | 01/2017 |
| David Miller | Montgomery | AL | 03/2014 | 01/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2014 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montgomery | AL | 01/2017 | Present |
| Bank Of America, N.A. | Montgomery | AL | 01/2017 | Present |
I*470699 For profit or not for profit: Name of outside business organization: Alabama Committe onCredentialing & Career Pathways Investment related: N Address of business: Montgomery, Alabama, 36103 Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Finance Technical Advisory Committee appointed by the Governor of the State of Alabama
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-07 |
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