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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-04 |
| CA | RA | APPROVED | 2016-11-21 |
Branch Locations
17505 N 79Th Ave Ste 402, Glendale, AZ 85308 • United States
Peoria, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities Inc | Glendale | AZ | 10/2012 | 11/2016 |
| Ameriprise Financial Services, Inc. | Glendale | AZ | 11/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Glendale | AZ | 03/2020 | Present |
Business Ownership; Horizon Management Group LLC; Co-owner; Manage Ameriprise Business; 22357 N. 78th Lane, , Peoria, AZ, 85383; Investment-Related; 07/24/2019; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-01 |
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