Robert A Roseman

Current Employers

Employment History

• 02/2002 → Present
  Prothro, Wilhelmi & Co. Pllc
  Tyler, TX
• 04/2016 → Present
  Kestra Financial Services, Inc.
  Austin, TX

Previous Registrations

• 2013-01-18 → 2016-09-22
  Kestra Investment Services, Llc
  Tyler, TX

Other Businesses

Name: Hospice of East Texas Investment Related: No Address: 4111 TX-248 Spur Tyler TX 75701 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: board treasurer Start Date: 1/1/2010 Hours/ month: 0% - 10% (0 - 16 hours) Hours/ month during trading hours: 0% - 10% (0 - 14 hours) Duties: treasurer Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 1250 Capital of Texas Highway, Building 2 Suite 125 Austin TX 78746 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours/month: Up to 100% (0 to 160 hours) Hours/ month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: PROTHRO WILHELMI & CO. PLLC Investment Related: No Address: 6855 OAK HILL BLVD TYLER TX 75703 Nature of Business: Consulting; Tax/Accounting Position, Title or Relationship: Owner/Partner Start Date: 6/1/2002 Hours/month: 91% - 100% (145 - 160 hours) Hours/ month during trading hours: 91% - 100% (127 - 140 hours) Duties: general firm leadership, management, accounting services to clients Name: PWRR, LLC d/b/a Roseman Wealth Advisors Investment Related: Yes Address: 3304 S. Broadway, Ste. 202 Tyler TX 75701 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: I refer clients to RWA. Start Date: 1/19/2013 Hours/ month: 0% - 10% (0 - 16 hours) Hours/month during trading hours: 0% - 10% (0 - 14 hours) Duties: I refer clients for compensation, but have no other duties. Name: TB Butler Publishing Co. Investment Related: No Address: 410 W Erwin St. Tyler TX 75702 Nature of Business: Other Other/None of the Above board or directors Position, Title or Relationship: director Start Date: 11/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours/ month during trading hours: 0% - 10% (0 - 14 hours) Duties: general guidance for the business Name: TWB Real Estate, LLC Investment Related: No Address: 6855 Oak Hill Blvd. Tyler TX 75703 Nature of Business: Real Estate Position, Title or Relationship: LLC member Start Date: 11/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours/ month during trading hours: 0% - 10% (0 - 14 hours) Duties: general recordkeeping, etc. Name: ROSEMAN WEALTH ADVISORS POSITION: Employee NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 06/17/2025 ADDRESS: 3300 S. Broadway, Suite 102, Tyler TX 75701, United States DESCRIPTION: Assist with investment balancing in accordance with plan, cash deployment and cash raises. Assist with analysis of client matters due to my CPA background. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/17/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: TWBK REAL ESTATE, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 6855 Oak Hill Blvd, Tyler TX 75703, United States DESCRIPTION: I share responsibilities of ownership and rental of the building and premises to the sole tenant. We decide on rental rates, major maintenance matters and financial matters. Name: PROTHRO WILHELMI & CO., PLLC POSITION: Part-time employee NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 48 SECURITIES TRADING HOURS: 35 START DATE: 02/01/2002 ADDRESS: 6855 Oak Hill Blvd, Tyler TX 75703, United States DESCRIPTION: Former client relationship consultation, tax return review and interaction, quality control review.

Exams

• S66 Uniform Combined State Law Examination
  2013-01-17