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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-02 |
| CA | RA | APPROVED | 2017-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc | Fresno | CA | 12/2015 | 06/2017 |
| Investment Centers Of America/ Central Valley Community Bank | Madera | CA | 06/2017 | 11/2017 |
| Raymond James Financial Services, Inc. | Madera | CA | 11/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Madera | CA | 11/2017 | Present |
| Community West Bank | Visalia | CA | 11/2017 | 12/2024 |
| Community West Bank | Madera | CA | 05/2021 | Present |
| Central Valley Investment Services | Madera | CA | 05/2021 | Present |
(1)Name of Business: Central Valley Investment Servivces Address: 1919 Howard Rd, Madera, CA, 93637-5134, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Branch Owner, Branch Manager, Financial Advisor (2)Name of Business: Community West Bank Address: 1919 Howard Road, Madera, CA, 93637, United States Activity Type: Bank or Credit Union Associate Position/Title: Independent Contractor Investment Related: Yes Start Date: 05/01/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Central Valley Investment Services, LLC\nBranch Manager\nFinancial Advisor (3)Name of Business: N/A Address: 7223 N. Chris Ave, Fresno, CA, 93445, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own/Manage/Lease Single Unit Condo
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-28 |
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