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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-02
CA RA APPROVED 2017-11-03
  • TX RA
    APPROVED_RES
    Since 2019-10-02
  • CA RA
    APPROVED
    Since 2017-11-03

Branch Locations

1919 Howard Road, Madera, CA 93637 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities, Inc Fresno CA 12/2015 06/2017
Investment Centers Of America/ Central Valley Community Bank Madera CA 06/2017 11/2017
Raymond James Financial Services, Inc. Madera CA 11/2017 Present
Raymond James Financial Services Advisors Inc. Madera CA 11/2017 Present
Community West Bank Visalia CA 11/2017 12/2024
Community West Bank Madera CA 05/2021 Present
Central Valley Investment Services Madera CA 05/2021 Present
  • 12/2015 → 06/2017
    Fresno, CA
  • 06/2017 → 11/2017
    Investment Centers Of America/ Central Valley Community Bank
    Madera, CA
  • 11/2017 → Present
    Raymond James Financial Services, Inc.
    Madera, CA
  • 11/2017 → Present
    Madera, CA
  • 11/2017 → 12/2024
    Community West Bank
    Visalia, CA
  • 05/2021 → Present
    Community West Bank
    Madera, CA
  • 05/2021 → Present
    Central Valley Investment Services
    Madera, CA
Previous Registrations
  • 2017-06-12 → 2017-11-02
    Investment Centers Of America, Inc.
    Fresno, CA
    Madera, CA
    Fresno, CA
    Oakhurst, CA
  • 2015-12-23 → 2017-06-15
    Fresno, CA
  • 2002-03-15 → 2015-06-09
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Clovis, CA
    Clovis, CA
    San Francisco, CA
Other Businesses

(1)Name of Business: Central Valley Investment Servivces Address: 1919 Howard Rd, Madera, CA, 93637-5134, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Branch Owner, Branch Manager, Financial Advisor (2)Name of Business: Community West Bank Address: 1919 Howard Road, Madera, CA, 93637, United States Activity Type: Bank or Credit Union Associate Position/Title: Independent Contractor Investment Related: Yes Start Date: 05/01/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Central Valley Investment Services, LLC\nBranch Manager\nFinancial Advisor (3)Name of Business: N/A Address: 7223 N. Chris Ave, Fresno, CA, 93445, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own/Manage/Lease Single Unit Condo

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-22
S63 Uniform Securities Agent State Law Examination 2000-07-28
  • S65 Uniform Investment Adviser Law Examination
    2001-06-22
  • S63 Uniform Securities Agent State Law Examination
    2000-07-28
Other Names
  • Timothy Lawrence Welch
  • Timothy L Welch

View on SEC IAPD

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