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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-12-07 |
Branch Locations
419 S San Antonio Rd, Los Altos, CA 94022 • United States
15575 Los Gatos Blvd, Los Gatos, CA 95032 • United States
2400 Broadway, Redwood City, CA 94063 • United States
999 Fifth Ave Ste 100, San Rafael, CA 94901 • United States
120 Kearny St Ste 2300, San Frandisco, CA 94108 • United States
224 Airport Pkwy, San Jose, CA 95110 • United States
3911 Coffee Rd Ste A, Bakersfield, CA 93308 • United States
1987 First St, Livermore, CA 94550 • United States
300 Main St, Pleasanton, CA 94566 • United States
1613 Inyo St, Delano, CA 93215 • United States
1230 17Th St, Bakersfield, CA 93301 • United States
325 Lytton Ave Ste 100, Palo Alto, CA 94301 • United States
351 Tre Pinos Rd Ste 102A, Hollister, CA 95023 • United States
387 Diablo Rd, Danville, CA 94526 • United States
3137 Stevenson Blvd, Fremont, CA 94538 • United States
5060 California Ave Ste 100, Bakersfield, CA 93309 • United States
1111 Broadway Ste 1650, Oakland, CA 94607 • United States
400 S El Camino Real Ste 150, San Mateo, CA 94402 • United States
18625 Sutter Blvd Ste 100, Morgan Hill, CA 95037 • United States
1990 N California Blvd Ste 100, Walnut Creek, CA 94596 • United States
2001 Howard Rd, Madera, CA 93637 • United States
701 West Main Street, Visalia, CA 93291 • United States
1901 E Prosperity Ave, Tulare, CA 93274 • United States
4744 Quail Lakes Dr Suite A, Stockton, CA 95207 • United States
701 N Haven Ave Suite 350, Ontario, CA 91764 • United States
7733 N Fresno Street, Fresno, CA 93720 • United States
1580 Draper St, Kinsburg, CA 93631 • United States
725 Rivertpoint Court, West Sacramento, CA 95605 • United States
1540 West Kettleman Ln Ste A, Lodi, CA 95242 • United States
700 Plumas Street, Yuba City, CA 95991 • United States
65 West Olive Ave, Porterville, CA 93257 • United States
3801 Pelandale Ave Ste E 7-9, Modesto, CA 95356 • United States
3801 Pelandale Ave E 7-9, Modesto, CA 95356 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Visalia | CA | 08/2014 | 11/2017 |
| Raymond James Financial Services, Inc. | Visalia | CA | 11/2017 | 12/2018 |
| Raymond James Financial Services Advisors Inc. | Visalia | CA | 11/2017 | 12/2018 |
| Lpl Financial, Llc | Ontario | CA | 12/2018 | Present |
| Citizens Business Bank | Ontario | CA | 12/2018 | Present |
1. 12/17/2018 - Citizens Trust Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/10/2018 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-12 |
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