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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-11 |
| CA | RA | APPROVED | 2016-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Concord | CA | 10/2012 | 10/2016 |
| Jpmorgan Chase Bank, N.A. | Pittsburg | CA | 10/2016 | 02/2018 |
| Jp Morgan Chase Bank | Concord | CA | 04/2013 | 10/2016 |
| Jp Morgan Securities Llc | Pittsburg | CA | 10/2016 | 02/2018 |
| Jp Morgan Securites Llc | Walnut Creek | CA | 02/2018 | Present |
| Jp Morgan Chase Bank | Walnut Creek | CA | 02/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-29 |
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