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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-10-21 |
Branch Locations
8085 Se 13Th Ave, Portland, OR 97202 • United States
8955 Se 82Nd Ave, Happy Valley, OR 97086 • United States
4515 Se Woodstock Blvd, Portland, OR 97206 • United States
6615 Ne Glisan St, Portland, OR 97213 • United States
407 Sw Broadway, Portland, OR 97205 • United States
3404 Se Hawthorne Boulevard, Portland, OR 97214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank, N.A. | Seattle | WA | 06/2012 | 09/2018 |
| Jp Morgan Securities, Llc | Seattle | WA | 10/2018 | 07/2021 |
| Jp Morgan Chase Bank, N.A. | Seattle | WA | 10/2018 | 07/2021 |
| Jp Morgan Securities, Llc | Seattle | WA | 10/2012 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 07/2021 | 09/2024 |
| Bank Of America, N.A. | Seattle | WA | 09/2021 | 09/2024 |
| Raymond James Financial Services, Inc. | Portland | OR | 10/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Portland | OR | 10/2024 | Present |
| Onpoint Investment Services | Portland | OR | 10/2024 | Present |
| Onpoint Community Credit Union | Portland | OR | 10/2024 | Present |
(1)Name of Business: Onpoint Community Credit Union Address: 3404 SE Hawthorne Blvd, Portland, OR, 97214-5049, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/21/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: Onpoint Investment Services Address: 3404 SE Hawthorne Blvd, Portland, OR, 97214-5049, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/21/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-29 |
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