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Laura B. Hoffman

J.P. Morgan Securities LLC

Mount Sinai, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

5499 Nesconset Highway, Mount Sinai, NY 11766 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Stony Brook NY 05/2012 06/2017
J.P. Morgan Securities Llc Mount Sinai NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Mount Sinai NY 06/2017 Present
  • 05/2012 → 06/2017
    Jpmorgan Chase Bank
    Stony Brook, NY
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Mount Sinai, NY
  • 06/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Mount Sinai, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-03
S63 Uniform Securities Agent State Law Examination 2012-12-06
  • S66 Uniform Combined State Law Examination
    2021-11-03
  • S63 Uniform Securities Agent State Law Examination
    2012-12-06
Designations
Other Names
  • Laura Bernadette Ginex
  • Laura B Hoffman
  • Laura Hoffman
  • Laura Bernadette Hoffman

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Mount Sinai, NY
OSAIC WEALTH, INC. · PORT JEFFERSON STATION, NY
AMERIPRISE FINANCIAL SERVICES, LLC · MOUNT SINAI, NY
KESTRA ADVISORY SERVICES, LLC · PORT JEFFERSON, NY
KESTRA ADVISORY SERVICES, LLC · PORT JEFFERSON STN, NY
O'HARA WEALTH MANAGEMENT INC · PORT JEFFERSON STATION, NY
OSAIC WEALTH, INC. · Mt Sinai, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PORT JEFFERSON, NY

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