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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-30
IL RA APPROVED 2012-12-14
  • TX RA
    APPROVED_RES
    Since 2016-06-30
  • IL RA
    APPROVED
    Since 2012-12-14

Branch Locations

10 N Martingale Rd, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Schaumburg IL 09/2012 Present
Bank Of America, N.A. Schaumburg IL 06/2013 Present
Other Businesses

I*5645 For profit or not for profit: Name of outside business organization: Chris Russo Investment related: Address of business: Chicago, Illinois 60618 Nature of business: , Position, title, association: , Start date of relationship: 9/1/2017 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*9804 For profit or not for profit: Name of outside business organization: Chris Russo Investment related: Address of business: Chicago, Illinois 60641 Nature of business: , Position, title, association: , Start date of relationship: 8/1/2020 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-13
  • S66 Uniform Combined State Law Examination
    2012-12-13

View on SEC IAPD

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