Best Investors
Account
Sign in
Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2013-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2013 | Present |
| Northwestern Mutual Investment Services, Llc | Provo | UT | 09/2013 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2017 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS. 2. 100% OWNER, FITNESS & NUTRITION COACHING., 486 W FOUNDERS BLVD, SARATOGA SPRINGS, , UTAH, 84045, UNITED STATES OF AMERICA, BUSINESS RELATED COACHING, START DATE: 1/16/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, PERSONAL COACHING AND CONSULTING AROUND FITNESS, NUTRITION, MINDSET, PERSONAL DEVELOPMENT. Non Investment related. 3. SHANE WALLER, 486 W FOUNDERS BLVD, SARATOGA SPRINGS, , UTAH, 84045, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 03/18/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON ACTIVE. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-14 |
Reach out to this advisor