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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-01 |
| TX | RA | APPROVED | 2019-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Pasadena | CA | 08/2016 | 06/2019 |
| Fidelity Personal And Workplace Advisors | Pasadena | CA | 07/2018 | 06/2019 |
| Strategic Advisers Llc | Pasedena | CA | 08/2016 | 07/2018 |
| Jp Morgan Chase Bank, N.A. | Pasadena | CA | 06/2019 | Present |
| Jp Morgan Securities, Llc | Pasadena | CA | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-31 |
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