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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-12-07 |
Branch Locations
111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States
12921 Galleria Cir, Bee Cave, TX 78738 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Austin | TX | 10/2008 | Present |
| Wells Fargo Advisors Llc | Austin | TX | 09/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, BUDA, TX, 100% OWNERSHIP WITH SPOUSE, START 7/29/2021, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-14 |
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