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333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-08 |
Branch Locations
98 San Jacinto Blvd, Austin, TX 78701 • United States
2190 E. Elliot Road Suite 100, Tempe, AZ 85284 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife | Houston | TX | 02/2016 | 09/2016 |
| Northern Trust Bank | Houston | TX | 10/2016 | 09/2017 |
| Northern Trust Securities, Inc. | Houston | TX | 10/2017 | Present |
Rental property Has leasing management company so purely passive income - investment related Personal address Rental property Owner of property Start date August 2025 Property landlord Less than one hour a week, none during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-08 |
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