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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner &Amp; Smith | Austin | TX | 09/2012 | Present |
I*1250326For profit or not for profit: Entity For ProfitName of outside business organization: Plumeria Ranch, LLCInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 4/15/2023Number of hours devoted: 8 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Sell plants at local community gatherings that are grown on family ranch in Blanco, Texas. Expected responsibilities is to help manage the business, everything from selling to working with CPA to file taxes. I*485695, Entity Type: Fiduciary, Name of OBA: POA, Address: Austin, Texas, 78731, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/29/2014, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4082272, Entity Type: Entity For Profit, Name of OBA: Heidmann Family LLC, Address: Blanco, Texas, 78606, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 03/23/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: General Partner of LLC,LLC to hold property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-16 |
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