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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-18
  • TX RA
    APPROVED
    Since 2013-10-18

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith Austin TX 09/2012 Present
  • 09/2012 → Present
    Merrill Lynch, Pierce, Fenner &Amp; Smith
    Austin, TX
Other Businesses

I*1250326For profit or not for profit: Entity For ProfitName of outside business organization: Plumeria Ranch, LLCInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 4/15/2023Number of hours devoted: 8 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Sell plants at local community gatherings that are grown on family ranch in Blanco, Texas. Expected responsibilities is to help manage the business, everything from selling to working with CPA to file taxes. I*485695, Entity Type: Fiduciary, Name of OBA: POA, Address: Austin, Texas, 78731, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/29/2014, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4082272, Entity Type: Entity For Profit, Name of OBA: Heidmann Family LLC, Address: Blanco, Texas, 78606, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 03/23/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: General Partner of LLC,LLC to hold property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-16
  • S66 Uniform Combined State Law Examination
    2013-10-16
Other Names
  • Tracy Lynn Heidmann

View on SEC IAPD

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