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James Eldras Marnell

Ubs Financial Services Inc.

Sewickley, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-05-21
  • PA RA
    APPROVED
    Since 2018-05-21

Branch Locations

2200 Georgetowne Drive 6Th Floor, Suite 600, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Securities, Llc Dublin OH 09/2012 05/2018
Ubs Financial Services Inc. Sewickley PA 05/2018 Present
Previous Registrations
  • 2013-01-25 → 2018-05-23
    Nationwide Securities, Llc
    Greensburg, PA
    Lower Burrell, PA
    New Alexandria, PA
    Scottdale, PA
    Jefferson Hills, PA
    Murrysville, PA
    Jeannette, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-22
  • S66 Uniform Combined State Law Examination
    2013-01-22

View on SEC IAPD

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Other Offices

JMS CAPITAL GROUP WEALTH SERVICES, LLC · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Sewickley, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Sewickley, PA
SCHENLEY CAPITAL, INC · SEWICKLEY, PA
NAV WEALTH PARTNERS · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
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