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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-15 |
| SD | RA | APPROVED | 2023-08-01 |
Branch Locations
4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Sioux Falls | SD | 03/2022 | Present |
| Principal Securities Inc | Sioux Falls | SD | 03/2022 | Present |
| New York Life | Sioux Falls | SD | 09/2012 | 03/2022 |
| Bloom Financial Services | Sioux Falls | SD | 03/2022 | Present |
**OUTSIDE INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/12/2022 ADDRESS: 4910 S. Isabel Pl, Sioux Falls SD 57108, United States DESCRIPTION: Fixed life, DI and Annuities. Individual and group health, LTC, medical, dental, life and DI. **HABITAT FOR HUMANITY SIOUX FALLS POSITION: Committee Member NATURE: Habitat Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/15/2005 ADDRESS: 721 E Amidon St, Sioux Falls SD 57104, United States DESCRIPTION: I sit on the committee selects which families/individuals receive a house. There is a 9-month process including a scoring system and a lot of rules/guidelines for qualifying for a house. I do not make any decision alone. I will always be partnered with someone to do any interview of applicant or when a home visit is conducted. All information is then brought to the full committee and put through the scoring system to make sure it is fair for applicants **ROVER POSITION: Rover NATURE: Pet Sitting INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/27/2024 ADDRESS: 1328 W. Whitechurch Lane, Sioux Falls SD 57108, United States DESCRIPTION: Pet sitting in my home for people-mainly on weekends. Rover has an app that is used to process the transactions, etc. and to communicate any requests regarding the care of the dogs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-28 |
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