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James Christopher Mills

Sara-Bay Financial Corp.

Sarasota, FL

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Current Employers
Sara-Bay Financial Corp.

2201 Cantu Court Suite 102, Sarasota, FL 34232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-06
  • FL RA
    APPROVED
    Since 2025-10-06

Branch Locations

2201 Cantu Court Suite 102, Sarasota, FL 34232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Covington KY 09/2012 02/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 02/2019
  • 09/2012 → 02/2019
    Fidelity Brokerage Services, Llc
    Covington, KY
  • 07/2018 → 02/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-15
S63 Uniform Securities Agent State Law Examination 2012-12-12
  • S66 Uniform Combined State Law Examination
    2013-08-15
  • S63 Uniform Securities Agent State Law Examination
    2012-12-12
Designations
Other Names
  • Chris Mills

View on SEC IAPD

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CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
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