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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-02 |
| KS | RA | APPROVED | 2023-03-27 |
| MO | RA | APPROVED | 2023-03-27 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Saint Joseph, MO • United States
Shawnee, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Lenexa | KS | 09/2012 | Present |
Business Name: BALDWIN FINANCIAL GROUP POSITION: Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/07/2023 ADDRESS: 12632 W. 77th Street, Lenexa KS 66216 DESCRIPTION: I am getting licensed and learning the business by shadowing Pat Baldwin. Business Name: SANDY BURG POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2012 ADDRESS: 606 Woodcrest Drive, Saint Joseph MO 64506 DESCRIPTION: Prepare tax returns Business Name: SANDY BURG BOOKKEEPING POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2012 ADDRESS: 606 Woodcrest Drive, Saint Joseph MO 64506 DESCRIPTION: Prepare tax returns. Bookeeping for non-profit organizaions and small business. Business Name: LIBERTY FINANCIAL SERVICES POSITION: Registered Rep NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2024 ADDRESS: 7824 Shady Bend Ct, Shawnee KS 66227, United States DESCRIPTION: Buy and sell securities for clients. Business Name: KESTRA ADVISORY POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/29/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Handling advisory accounts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-23 |
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