Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-02
KS RA APPROVED 2023-03-27
MO RA APPROVED 2023-03-27
  • TX RA
    APPROVED
    Since 2024-01-02
  • KS RA
    APPROVED
    Since 2023-03-27
  • MO RA
    APPROVED
    Since 2023-03-27

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Saint Joseph, MO • United States

Shawnee, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Lenexa KS 09/2012 Present
  • 09/2012 → Present
    Kestra Investment Services, Llc
    Lenexa, KS
Other Businesses

Business Name: BALDWIN FINANCIAL GROUP POSITION: Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/07/2023 ADDRESS: 12632 W. 77th Street, Lenexa KS 66216 DESCRIPTION: I am getting licensed and learning the business by shadowing Pat Baldwin. Business Name: SANDY BURG POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2012 ADDRESS: 606 Woodcrest Drive, Saint Joseph MO 64506 DESCRIPTION: Prepare tax returns Business Name: SANDY BURG BOOKKEEPING POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2012 ADDRESS: 606 Woodcrest Drive, Saint Joseph MO 64506 DESCRIPTION: Prepare tax returns. Bookeeping for non-profit organizaions and small business. Business Name: LIBERTY FINANCIAL SERVICES POSITION: Registered Rep NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2024 ADDRESS: 7824 Shady Bend Ct, Shawnee KS 66227, United States DESCRIPTION: Buy and sell securities for clients. Business Name: KESTRA ADVISORY POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/29/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Handling advisory accounts

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-23
  • S66 Uniform Combined State Law Examination
    2023-03-23
Other Names
  • Sandra Kaye Baldwin
  • Sandra Kaye Logan

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor