Jeffrey Stephen Plesser

Current Employers

Employment History

• 09/2014 → 05/2017
  Aig Financial Netwrok
  Baltimore, MD
• 05/2017 → 08/2020
  Fsc Securities Corp
  Atlanta, GA
• 09/2020 → 06/2022
  Guardian Life Insurance Company
  Hunt Valley, MD
• 09/2020 → 06/2022
  Park Avenue Securities
  Hunt Valley, MD
• 06/2022 → 01/2023
  Guardian Life Insurance Company
  Addison, TX
• 06/2022 → 01/2023
  Park Avenue Securities
  Addison, TX
• 01/2023 → 04/2024
  Guardian Life Insurance Company
  Flint, TX
• 01/2023 → 04/2024
  Park Avenue Securities
  Flint, TX
• 04/2024 → Present
  Lpl Financial Llc
  Tyler, TX

Previous Registrations

• 2020-09-01 → 2024-03-01
  Park Avenue Securities Llc
  Hunt Valley, MD
  Addison, TX
  Flint, TX
• 2017-05-05 → 2020-09-03
  Fsc Securities Corporation
  Elicott City, MD
  Elicott City, MD
  Milton, GA
  Brunswick, MD
  Silver Spring, MD
  Ellicott City, MD
  Rockville, MD
  Rockville, MD
• 2014-09-26 → 2017-05-08
  Osaic Services, Inc.
  Baltimore, MD
  Ellicott City, MD
• 2013-07-10 → 2014-09-19
  Cambridge Investment Research Advisors, Inc.
  Hunt Valley, MD
• 2002-08-06 → 2013-07-11
  Chapin, Davis
  Baltimore, MD
  Baltimore, MD

Other Businesses

1. 02/07/2025- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 05/01/2024- 10 Hours Per Month- 2 Hours During Trading 2. 05/12/2025 - palestine regional medical center - Not Investment Related - Outside/W-2 Employment - Palestine, Texas - Start Date 05/05/2025 - 100 Hrs/Mth - 0 Hrs During Trading. 3. 01/09/2026 - UTMB - Outside/W-2 Employment - Registered nursing duties - Not Investment Related - Galveston, TX - Start Date 12/29/2025 - 160 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-27
• S63 Uniform Securities Agent State Law Examination
  2002-04-30