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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-05-04 |
| TX | RA | APPROVED | 2023-05-04 |
Branch Locations
2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | St. Louis | MO | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | 05/2023 |
| Stifel, Nicolaus & Company, Incorporated | Frontenac | MO | 05/2023 | Present |
1. World Pediatric Project; 1325 N Warson, St. Louis, MO 63132; Provides medical care for kids around the world who need special care; Golf Committee Member; Assist in the governance of the organization; 04/02/2020; 10 Hours per Year; Not during securities trading hours; Not Investment-Related. 2. Oak Hill Academy; 2635 Oak Hill Rd, Mouth of Wilson, VA 24363; Private High School; Board of Trustees - Member; Assist in the governance of the institution; 05/01/2022; 10 Hours per Year; Not during securities trading hours; Not Investment-Related. 3. 3R Demolition and Development LLC; 9826 Waterbury Drive, St Louis, MO 63124; Construction and Real Estate; President; Owner; 11/11/2022; 10 Hours per Month; Not during securities trading hours; Investment-Related. 4. 3R Dudes Ranch, LLC; 9826 Waterbury Drive St. Louis MO 63124; Real Estate and Farm; Managing Member; Owner and manager; 10/11/2024; 5.00hrs/month; Not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-15 |
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