Yanbin Zhu

Current Employers

Employment History

• 01/2014 → 02/2017
  Liberty Partners Financial Services, Llc
  Bakersfield, CA
• 07/2015 → 02/2017
  Liberty Partners Capital Management, Llc
  Cheyenne, WY
• 02/2017 → 07/2022
  National Securities Corporation
  Boca Raton, FL
• 03/2017 → 10/2024
  B. Riley Wealth Advisors
  Boca Raton, FL
• 07/2022 → 10/2024
  B. Riley Wealth Management
  Boca Raton, FL
• 10/2024 → Present
  Kestra Investment Services, Llc
  Boca Raton, FL
• 10/2024 → Present
  Kestra Advisory Services, Llc
  Boca Raton, FL

Previous Registrations

• 2017-03-23 → 2024-10-30
  B. Riley Wealth Advisors, Inc.
  Boca Raton, FL
  Boca Raton, FL
• 2015-09-15 → 2017-02-23
  Modern Capital Advisors, Llc
  West Palm Beach, FL
  Raleigh, NC

Other Businesses

Name: KESTRA ADVISORY SERVICES POS: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESC: IAR Name: WEALTH EMPOWERMENT FINANCIAL POS: RR NOB: Registered rep activities through Kestra Investment Services INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2024 ADDRESS: 2424 N Federal Hwy, Ste 400, BOCA RATON FL 33431 DESC: RR Name: ALPHA PARTNERS WEALTH MANAGEMENT POS: RR NOB: Registered rep activities through Kestra Investment Services INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2024 ADDRESS: 2424 N Federal Hwy, Ste 400, BOCA RATON FL 33431 DESC: RR Name: ALPHA Z&Z WEALTH LLCPOSITION: Owner NATURE: For tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/18/2026 ADDRESS: 2424 N Federal Hwy, Ste 400, Boca Raton FL 33431, United States DESCRIPTION: N/A

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-08-12
• S63 Uniform Securities Agent State Law Examination
  2013-02-19

Designations

Other Names

• Eric Zhu