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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-04-17
  • MN RA
    APPROVED
    Since 2024-04-17

Branch Locations

400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States

Forest Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thousand Lakes Fitness Llc Forest Lake MN 11/2015 12/2019
Five Star Financial Resources Forest Lake MN 08/2018 03/2024
Sagepoint Financial, Inc. Forest Lake MN 08/2020 09/2023
Osaic Wealth, Inc. Forest Lake MN 09/2023 03/2024
Cetera Wealth Services, Llc El Segundo CA 04/2024 Present
Cetera Advisors Llc Greenwood Village CO 04/2024 Present
Cetera Financial Specialists Llc Schaumburg IL 04/2024 Present
Cetera Investment Services Llc St Cloud MN 04/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2024 Present
Avantax Investment Services Inc Dallas TX 06/2025 09/2025
  • 11/2015 → 12/2019
    Thousand Lakes Fitness Llc
    Forest Lake, MN
  • 08/2018 → 03/2024
    Five Star Financial Resources
    Forest Lake, MN
  • 08/2020 → 09/2023
    Sagepoint Financial, Inc.
    Forest Lake, MN
  • 09/2023 → 03/2024
    Forest Lake, MN
  • 04/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2024 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 04/2024 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2024 → Present
    Schaumburg, IL
  • 06/2025 → 09/2025
    Avantax Investment Services Inc
    Dallas, TX
Previous Registrations
  • 2023-09-01 → 2024-02-14
    Forest Lake, MN
  • 2023-07-20 → 2023-09-01
    Osaic Services, Inc.
    Forest Lake, MN
Other Businesses

1. NAME OF OTHER BUSINESS: ACEAGEN PHOTOGRAPHY; INVESTMENT RELATED: NO; ADDRESS: FOREST LAKE, MN 55025; NATURE OF BUSINESS: WEDDING & PERSONAL PHOTOGRAPHY; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: OWNER / PHOTOGRAPHER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: WEDDING & PERSONAL PHOTOGRAPHY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-17
  • S66 Uniform Combined State Law Examination
    2023-07-17
Other Names
  • Abigail Courtney Eagen

View on SEC IAPD

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