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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-01-03
  • UT RA
    APPROVED
    Since 2024-01-03

Branch Locations

2750 E. Cottonwood Parkway, #520, Cottonwood Heights, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Cottonwood Heights UT 07/2023 Present
Mizuho Bank Ltd New York NY 02/2018 01/2022
National Futures Association New York NY 06/2014 09/2017
Unemployed New York NY 01/2022 07/2023
Unemployed New York NY 09/2017 02/2018
  • 07/2023 → Present
    Cottonwood Heights, UT
  • 02/2018 → 01/2022
    Mizuho Bank Ltd
    New York, NY
  • 06/2014 → 09/2017
    National Futures Association
    New York, NY
  • 01/2022 → 07/2023
    Unemployed
    New York, NY
  • 09/2017 → 02/2018
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-22
  • S66 Uniform Combined State Law Examination
    2023-12-22
Other Names
  • Charles Francis Inman
  • Charles F Inman

View on SEC IAPD

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