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Ian M Kos

Tetley Investments, LLC

Park Ridge, IL

CRD 6119885

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Employer firm

Tetley Investments, LLC CRD 164130

$194M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Tetley Investments, Llc

444 N Northwest Hwy. Suite 245, Park Ridge, IL 60068 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-09-25
  • IL RA
    APPROVED
    Since 2012-09-25

Branch Locations

444 N Northwest Hwy. Suite 245, Park Ridge, IL 60068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tetley Investments Llc Chicago IL 08/2012 Present
Northwestern University Evanston IL 01/2011 Present
  • 08/2012 → Present
    Chicago, IL
  • 01/2011 → Present
    Northwestern University
    Evanston, IL
Other Businesses

TEACHING ASSISTANT AT KELLOGG GRADUATE SCHOOL OF BUSINESS THIS BUSINESS ARE NOT INVESTMENT-RELATED. MBA-LEVEL GRADUATE SCHOOLS KELLOGG 2001 SHERIDAN ROAD EVANSTON, IL 60208 I HAVE BEEN A TA KELLOGG SINCE 01/2011, RESPECTIVELY. THERE IS NO RELATIONSHIP BETWEEN EITHER BUSINESS AND MY ROLE AT TETLEY INVESTMENTS. MY APPROXIMATE HOURS PER MONTH IS 40 BETWEEN KELLSTADT AND KELLOGG AND IS COMPLETED ON THE WEEKENDS AND IN THE EVENINGS. DUTIES AS A TA INCLUDE PREPARING CLASS MATERIALS AND GRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-16
  • S65 Uniform Investment Adviser Law Examination
    2012-07-16

View on SEC IAPD

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