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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-04 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-01-09 |
Branch Locations
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2012 | 11/2022 |
| Tuv Rheinland | Pleasanton | CA | 12/2016 | 12/2019 |
| Raymond James Financial Services | Flagstaff | AZ | 11/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Flagstaff | AZ | 01/2026 | Present |
| Raymond James & Associates, Inc | Flagstaff | AZ | 07/2026 | Present |
(1)Name of Business: Address: 2852 W Hare Dr, Flagstaff, AZ, 86001, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 10/20/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife owns a townhouse in Tempe, AZ. Since we are not living there right now we are renting it out. I am the point of contact for the renters and my wife collects the rent money, as well as preparing any tax-related information, such as TPT. To our knowledge, our renters are not in the financial field. We also jointly own a residence in Flagstaff and my wife still maintains financials and I am the point of contact. As with Tempe, the renter is not in the financial field.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-19 |
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