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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-04
  • AZ RA
    APPROVED
    Since 2026-08-04

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Flagstaff, AZ • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-01-09
  • AZ RA
    APPROVED
    Since 2026-01-09

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Flagstaff , AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 09/2012 11/2022
Tuv Rheinland Pleasanton CA 12/2016 12/2019
Raymond James Financial Services Flagstaff AZ 11/2022 Present
Raymond James Financial Services Advisors, Inc Flagstaff AZ 01/2026 Present
Raymond James & Associates, Inc Flagstaff AZ 07/2026 Present
Other Businesses

(1)Name of Business: Address: 2852 W Hare Dr, Flagstaff, AZ, 86001, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 10/20/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife owns a townhouse in Tempe, AZ. Since we are not living there right now we are renting it out. I am the point of contact for the renters and my wife collects the rent money, as well as preparing any tax-related information, such as TPT. To our knowledge, our renters are not in the financial field. We also jointly own a residence in Flagstaff and my wife still maintains financials and I am the point of contact. As with Tempe, the renter is not in the financial field.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-29
S63 Uniform Securities Agent State Law Examination 2013-08-19
  • S65 Uniform Investment Adviser Law Examination
    2025-12-29
  • S63 Uniform Securities Agent State Law Examination
    2013-08-19

View on SEC IAPD

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