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Bert J Gass

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-26
CA RA APPROVED 2008-08-13
  • AZ RA
    APPROVED
    Since 2023-05-26
  • CA RA
    APPROVED
    Since 2008-08-13

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 08/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-07
S63 Uniform Securities Agent State Law Examination 2000-09-01
  • S65 Uniform Investment Adviser Law Examination
    2006-08-07
  • S63 Uniform Securities Agent State Law Examination
    2000-09-01

View on SEC IAPD

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