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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-26
WA RA APPROVED 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-09-26
  • WA RA
    APPROVED
    Since 2024-01-19

Branch Locations

3318 Bridgeport Way W Suite B, University Place, WA 98466 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Randall Maag Port Townsend WA 01/1996 Present
Bankers Life & Casualty University Place WA 06/2008 04/2020
Port Townsend High School Port Townsend WA 11/1993 12/2019
Bankers Life Securities, Inc. University Place WA 05/2016 04/2020
Woodbury Financial Services Inc University Place WA 04/2020 01/2024
Osaic Wealth, Inc. University Place WA 01/2024 Present
  • 01/1996 → Present
    Randall Maag
    Port Townsend, WA
  • 06/2008 → 04/2020
    Bankers Life & Casualty
    University Place, WA
  • 11/1993 → 12/2019
    Port Townsend High School
    Port Townsend, WA
  • 05/2016 → 04/2020
    Bankers Life Securities, Inc.
    University Place, WA
  • 04/2020 → 01/2024
    Woodbury Financial Services Inc
    University Place, WA
  • 01/2024 → Present
    University Place, WA
Previous Registrations
  • 2020-11-20 → 2024-01-19
    Woodbury Financial Services, Inc.
    University Place, WA
    Bellevue, WA
    University Place, WA
Other Businesses

1. RCM WEALTH MANAGEMENT POSITION: Financial Professional NATURE: sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 08/27/2020 ADDRESS: 3318 Bridgeport Way W, Suite B, University Place WA 98466, United States DESCRIPTION: Meet with clients in the office to help with their financial goals. Main focus on securities, but insurance when it is appropriate. 2. PET TOWN INC POSITION: Owner NATURE: Retail pet store selling pet supplies for dogs and cats INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 2427 Sims Way W, Port Townsend WA 98368, United States DESCRIPTION: My wife Deanna operates 99% of the business. I sign the tax returns and consult on major decisions but she runs the operation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-17
S63 Uniform Securities Agent State Law Examination 2013-02-25
  • S66 Uniform Combined State Law Examination
    2020-11-17
  • S63 Uniform Securities Agent State Law Examination
    2013-02-25
Other Names
  • Randy Maag

View on SEC IAPD

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