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Joshua John Rosenstern

Morgan Stanley

Baton Rouge, LA

CRD 6118764

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
AL RA APPROVED 2013-04-22
LA RA APPROVED 2013-04-22
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • AL RA
    APPROVED
    Since 2013-04-22
  • LA RA
    APPROVED
    Since 2013-04-22

Branch Locations

400 Convention Street Suite 400, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Baton Rouge LA 01/2013 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 01/2013 → Present
    Baton Rouge, LA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

*390888 - Manchac Place Homeowners Association, Inc.; Investment related - No; Central, Louisiana; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Feb 2020; During business hours: 0; After business hours: 8; Administrative *574253 - Nouvieux LLC; Investment Related - Yes; Prairieville, Louisiana, Furniture Rental; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2023; During Business Hours: 0; After Business Hours: 20; Labor/Service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-19
  • S66 Uniform Combined State Law Examination
    2013-04-19
Other Names
  • Joshua Rosenstern
  • Joshua J Rosenstern

View on SEC IAPD

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