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Robert Dean Pfeifer

Frost Investment Advisors, LLC

San Antonio, TX

CRD 3124248

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Employer firm

Frost Investment Advisors, LLC CRD 146148

$5.36B regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Frost Investment Advisors, Llc

111 West Houston Street 10Th Floor, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-09-09
  • TX RA
    APPROVED
    Since 2010-09-09

Branch Locations

111 West Houston Street 10Th Floor, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Investment Advisors, Llc San Antonio TX 02/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-18
S63 Uniform Securities Agent State Law Examination 1998-11-20
  • S65 Uniform Investment Adviser Law Examination
    1999-02-18
  • S63 Uniform Securities Agent State Law Examination
    1998-11-20
Other Names
  • Bob Pfeifer
  • Robert Dean Pfeifer
  • Robert D Pfeifer

View on SEC IAPD

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