Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-08 |
| ME | RA | APPROVED | 2022-02-22 |
Branch Locations
100 Middle Street 3Rd Floor, Portland, ME 04101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2012 | 01/2022 |
| Northwestern Mutual Investment Services, Llc | Portland | ME | 01/2013 | 01/2022 |
| Northwestern Mutual Wealth Management Company | Milwakee | WI | 01/2016 | 01/2022 |
| Morgan Stanley Smith Barney Llc | Portland | ME | 01/2022 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2022 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. *342- Best on Best LLC; Investment related-Yes Portland, Maine; Real Estate; Joint Property Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2016; During business hours: 0; After business hours: 2; Accounting/Bookkeeping, Property Management *027 - Crump Life Insurance Services; Investment related: No; Harrisburg, Pennsylvania; Insurance; Independent sales agent (proprietor, partner, officer, director, employee, trustee, agent); 11/2019; During business hours: 0; After business hours: 0; Sales/Marketing *535039 - JCS Legacy Group, LLC; Investment related: Yes; Portland, Maine; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 12/2022; During business hours: 0; After business hours: 10; Other
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-25 |
Reach out to this advisor