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Jane Alice Stevens

Morgan Stanley

Portland, ME

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-08
ME RA APPROVED 2022-02-22
  • TX RA
    APPROVED
    Since 2022-04-08
  • ME RA
    APPROVED
    Since 2022-02-22

Branch Locations

100 Middle Street 3Rd Floor, Portland, ME 04101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2012 01/2022
Northwestern Mutual Investment Services, Llc Portland ME 01/2013 01/2022
Northwestern Mutual Wealth Management Company Milwakee WI 01/2016 01/2022
Morgan Stanley Smith Barney Llc Portland ME 01/2022 Present
Morgan Stanley Private Bank, N.A. New York NY 03/2022 Present
  • 10/2012 → 01/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2013 → 01/2022
    Portland, ME
  • 01/2016 → 01/2022
    Northwestern Mutual Wealth Management Company
    Milwakee, WI
  • 01/2022 → Present
    Morgan Stanley Smith Barney Llc
    Portland, ME
  • 03/2022 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. *342- Best on Best LLC; Investment related-Yes Portland, Maine; Real Estate; Joint Property Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2016; During business hours: 0; After business hours: 2; Accounting/Bookkeeping, Property Management *027 - Crump Life Insurance Services; Investment related: No; Harrisburg, Pennsylvania; Insurance; Independent sales agent (proprietor, partner, officer, director, employee, trustee, agent); 11/2019; During business hours: 0; After business hours: 0; Sales/Marketing *535039 - JCS Legacy Group, LLC; Investment related: Yes; Portland, Maine; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 12/2022; During business hours: 0; After business hours: 10; Other

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-19
S63 Uniform Securities Agent State Law Examination 2013-03-25
  • S65 Uniform Investment Adviser Law Examination
    2022-02-19
  • S63 Uniform Securities Agent State Law Examination
    2013-03-25
Other Names
  • Jane Alice Fest

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