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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-08 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Downers Grove | IL | 08/2013 | Present |
| Highpoint Advisor Group Dba Highpoint Planning Partners | Downers Grove | IL | 03/2015 | Present |
1. 02/17/2015 - HIGHPOINT PLANNING PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ DOWNERS GROVE, IL 2. 04/14/2015 - HIGHPOINT ADVISOR GROUP, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - HIGHPOINT PLANNING PARTNERS, LLC - START 02/05/2015 - TIME SPENT 100% 3. 04/14/2015 - HIGHPOINT ADVISOR GROUP, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - START 02/05/2015 - TIME SPENT 100% 4. 04/25/2022 - PWA - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/22/2022 - 160 Hours Per Month/150 Hours During Securities Trading. 5. 04/25/2022 - Professional Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/21/2022 - 160 Hours Per Month/150 Hours During Securities Trading. 6. 04/25/2022 - Indigo Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/22/2022 - 40 Hours Per Month/30 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-24 |
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