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Steven John Bristol

Charles Schwab & Co., Inc.

Encino, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

16000 Ventura Boulevard Suite 102 & 1105, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 11/2012 12/2022
Charles Schwab And Co., Inc. Omaha NE 12/2022 Present
Charles Schwab Bank Omaha NE 11/2023 Present
  • 11/2012 → 12/2022
    Td Ameritrade
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Omaha, NE
  • 11/2023 → Present
    Charles Schwab Bank
    Omaha, NE
Previous Registrations
  • 2014-02-13 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Santa Monica, CA
    Encino, CA
  • 2014-02-13 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Los Angeles, CA
    Encino, CA
Other Businesses

1) Rental Property | Investment Related:No|516-518.5 N Spaulding Ave |Los Angeles|California|90036|USA|Rental Services (Other than Real Estate)|Property Owner|9/16/2021|Less than 20|0.000000|Property Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-12
S63 Uniform Securities Agent State Law Examination 2013-08-21
  • S66 Uniform Combined State Law Examination
    2014-02-12
  • S63 Uniform Securities Agent State Law Examination
    2013-08-21
Designations

View on SEC IAPD

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Other Offices

GOODSTEIN WEALTH MANAGEMENT LLC · ENCINO, CA
PORTFOLIO DESIGN LABS, LLC · ENCINO, CA
WILLNER & HELLER LLC · ENCINO, CA
WEALTH MANAGEMENT PARTNERS OF LOS ANGELES · ENCINO, CA
FINANCIAL PLANNING FOR GENERATIONS, INC. · ENCINO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ENCINO, CA
WELLS FARGO CLEARING SERVICES, LLC · ENCINO, CA
WELLS FARGO CLEARING SERVICES, LLC · ENCINO, CA

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