Jeffrey Forgerson

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 08/2017
  Scottrade Inc.
  St. Louis, MO
• 08/2017 → 01/2018
  Edward Jones
  St. Louis, MO
• 03/2018 → 10/2022
  Morgan Stanley Smith Barney Llc
  St. Louis, MO
• 10/2022 → 03/2023
  Morgan Stanley Smith Barney
  Clayton, MO
• 03/2023 → Present
  Rbc Capital Carkets, Llc
  Clayton, MO
• 01/2026 → Present
  City National Bank
  Clayton, MO

Previous Registrations

• 2018-03-22 → 2023-03-07
  Morgan Stanley
  St. Louis, MO
  Kansas City, MO
  Clayton, MO
  Clayton, MO
  Clayton, MO
• 2017-08-31 → 2018-01-10
  Edward Jones
  St Louis, MO
• 2017-06-06 → 2017-08-30
  Scottrade Investment Management
  Saint Louis, MO
• 2014-11-07 → 2015-07-31
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
• 2013-08-16 → 2013-11-27
  Northwestern Mutual Investment Services, Llc
  Woodland Hls, CA
• 2012-12-03 → 2013-08-05
  Crowell, Weedon & Co.
  Westlake Village, CA

Exams

• S66 Uniform Combined State Law Examination
  2012-11-29

Other Names

• Jeff David Forgerson
• Jeffrey David Forgerson