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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-07-07
TX RA APPROVED_RES 2021-05-11
CA RA APPROVED 2018-05-24
  • NV RA
    APPROVED
    Since 2026-07-07
  • TX RA
    APPROVED_RES
    Since 2021-05-11
  • CA RA
    APPROVED
    Since 2018-05-24

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

6047 Sunrise Blvd, Citrus Heights, CA 95610 • United States

Reno, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Sacramento CA 07/2007 04/2018
Wells Fargo Advisors Llc Sacramento CA 09/2012 11/2016
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 Present
  • 07/2007 → 04/2018
    Wells Fargo Bank Na
    Sacramento, CA
  • 09/2012 → 11/2016
    Wells Fargo Advisors Llc
    Sacramento, CA
  • 11/2016 → Present
    Sacramento, CA
Other Businesses

RENTAL PROPERTY; INV RELATED; SACRAMENTO, CA; PREVIOUS HOME; 100% OWNERSHIP; START 4/1/2014; 0.50 HOURS PER MONTH, 0 DURING TRADING; LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-24
S63 Uniform Securities Agent State Law Examination 2012-10-30
  • S65 Uniform Investment Adviser Law Examination
    2018-05-24
  • S63 Uniform Securities Agent State Law Examination
    2012-10-30
Other Names
  • Clarissa Marie Lopez

View on SEC IAPD

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