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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-07-07 |
| TX | RA | APPROVED_RES | 2021-05-11 |
| CA | RA | APPROVED | 2018-05-24 |
Branch Locations
400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States
6047 Sunrise Blvd, Citrus Heights, CA 95610 • United States
Reno, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Sacramento | CA | 07/2007 | 04/2018 |
| Wells Fargo Advisors Llc | Sacramento | CA | 09/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; SACRAMENTO, CA; PREVIOUS HOME; 100% OWNERSHIP; START 4/1/2014; 0.50 HOURS PER MONTH, 0 DURING TRADING; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-30 |
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