Jaclyn Erin Lui

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 05/2018
  Alpine Securities Corporation
  Salt Lake City, UT
• 06/2018 → Present
  D.A. Davidson & Co.
  Salt Lake City, UT

Other Businesses

1) ERIN LUI; NON-INVESTMENT REALTED; SALT LAKE CITY, UT; NOTARY; START 8/3/22; 1 HR/MO DURING SECURITIES TRADING HOURS; NOTARIZE DOCUMENTS FOR CLIENTS AS NEEDED. 2) ERIN LUI; NON-INVESTMENT RELATED; SALT LAKE CITY, UT; YOUTUBE; VIDEO PUBLISHER; START 1/11/23; 3 HR/ WK; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; EDIT VIDEOS AND PUBLISH THEM ON YOUTUBE. 3) ERIN LUI; NON-INVESTMENT RELATED; SALT LAKE CITY, UT; EBAY; START 1/11/23; 1-2 HR/WK; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; LIST ITEMS ON EBAY FOR SALE. 4) CIRCA 56, LLC; NON-INVESTMENT RELATED; SALT LAKE CITY, UT; MEMBER; START 12/1/25; 10 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; SELL MERCHANDISE ONLINE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-09-25
• S63 Uniform Securities Agent State Law Examination
  2012-10-16

Other Names

• Erin Lui