Timothy Sisk

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 01/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 04/2016 → 01/2017
  Northwestern Mutual Investment Services Llc
  The Woodlands, TX
• 09/2016 → 01/2017
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 11/2017 → 04/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 12/2016 → 11/2017
  Macy's
  The Woodlands, TX
• 07/2018 → 04/2019
  Bank Of America, N.A.
  Houston, TX
• 04/2019 → Present
  The Sisk Companies, Llc
  The Woodlands, TX
• 04/2021 → 08/2022
  Royal Alliance
  The Woodlands, TX
• 08/2022 → Present
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2022-08-12 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
• 2021-04-05 → 2021-12-10
  Osaic Wealth, Inc.
  The Woodlands, TX
• 2018-06-13 → 2019-04-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX

Other Businesses

(1) T SISK INSURANCE SERVICES POSITION: CEO NATURE: Fixed insurance for life, med sup, dental, cancer insurance INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2013 ADDRESS: 100 S. Flagstone Path Circle, spring TX 77381, United States DESCRIPTION: Fixed Insurance sales for life, med sup, dental and cancer insurances

Exams

• S66 Uniform Combined State Law Examination
  2018-06-11
• S63 Uniform Securities Agent State Law Examination
  2013-03-13

Other Names

• Timothy Randolph Sisk
• Tim Sisk