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1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-07-26 |
| NC | RA | APPROVED | 2016-07-08 |
| VA | RA | APPROVED | 2016-07-08 |
Branch Locations
1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Lexington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Graham Incorporated Of Nc | Cary | NC | 01/1998 | Present |
| Brookstone Capital Management | Wheaton | IL | 07/2016 | Present |
The Name of the other business: Graham Incorporated of NC DBA Triangle Money Coach Investment Related: yes Nature of other business:Independent agent Your position:Owner Start Date:01/1998 How many hours you devote to the other business per month: 100 How many hours you devote to the other business during securities trading hours:3 Briefly describe your duties:Independent agent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-19 |
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