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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-11-21
MN RA APPROVED 2023-08-10
  • WI RA
    APPROVED
    Since 2024-11-21
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

400 Robert Street North Suite 800, St Paul, MN 55101 • United States

289 Kari Lane, River Falls, WI 54022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 12/2013 08/2023
Minnesota Life Ins Co St Paul MN 11/2010 08/2023
Animal Humane Society Of Minnesota Golden Valley MN 09/2021 12/2022
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Cetera Advisors Llc Greenwood Village CO 03/2024 Present
Cetera Financial Specialists Llc Schaumberg IL 03/2024 Present
  • 12/2013 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 11/2010 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 09/2021 → 12/2022
    Animal Humane Society Of Minnesota
    Golden Valley, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
  • 03/2024 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 03/2024 → Present
    Cetera Financial Specialists Llc
    Schaumberg, IL
Previous Registrations
  • 2015-06-25 → 2023-08-10
    Securian Financial Services, Inc.
    St Paul, MN
  • 2016-02-09 → 2021-11-08
    Cri Securities, Llc
    St Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-13
  • S66 Uniform Combined State Law Examination
    2015-01-13
Other Names
  • Katherine Marie Dines

View on SEC IAPD

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