Kory Lenz

Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-04-22
IL	RA	APPROVED	2025-12-22
KY	RA	APPROVED	2025-09-25
MA	RA	APPROVED	2024-12-16
GA	RA	APPROVED	2024-11-19
OH	RA	APPROVED	2024-11-19
CT	RA	APPROVED	2024-11-18
WA	RA	APPROVED	2024-11-18
FL	RA	APPROVED	2019-05-15

NJ RA
APPROVED

Since 2026-04-22
IL RA
APPROVED

Since 2025-12-22
KY RA
APPROVED

Since 2025-09-25
MA RA
APPROVED

Since 2024-12-16
GA RA
APPROVED

Since 2024-11-19
OH RA
APPROVED

Since 2024-11-19
CT RA
APPROVED

Since 2024-11-18
WA RA
APPROVED

Since 2024-11-18
FL RA
APPROVED

Since 2019-05-15

Branch Locations

5550 W. Executive Dr., Ste. 500, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Tampa	FL	02/2013	04/2019
Morgan Stanley Private Bank, National Association	New York	NY	05/2016	04/2019
M Holdings Securities, Inc.	Portland	OR	05/2019	Present
Thomas Financial Group	Tampa	FL	05/2019	Present

02/2013 → 04/2019

Morgan Stanley

Tampa, FL
05/2016 → 04/2019

Morgan Stanley Private Bank, National Association

New York, NY
05/2019 → Present

M Holdings Securities, Inc.

Portland, OR
05/2019 → Present

Thomas Financial Group

Tampa, FL

Previous Registrations

2013-07-23 → 2019-04-30

Morgan Stanley

South Jordan, UT

Tampa, FL

Other Businesses

1) Thomas Financial; 5550 West Executive Drive, #500, Tampa, FL 33609; Registered Rep; Sales of variable products and wealth management services; Investment Related; 160 hours/month; 160 hours/month during business hours; Commissions. 2) Kory Lenz Holdings, LLC; Tampa, FL; Holding company; Investment related; Owner; Holding company receives all of my commissions from Thomas Financial; 1/8/2021; 2 ho/mo; 2 ho/mo during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-07-22

S66 Uniform Combined State Law Examination

2013-07-22

Designations

Certified Financial Planner

Other Names

Kory Lenz
Kory Michael Lenz

View on SEC IAPD