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Heather Nicole Huntley

Wells Fargo Clearing Services, LLC

Surprise, AZ

Scottsdale, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-06-15
CA RA APPROVED 2021-06-07
  • AZ RA
    APPROVED
    Since 2021-06-15
  • CA RA
    APPROVED
    Since 2021-06-07

Branch Locations

19450 N Sunrise Blvd, Surprise, AZ 85374 • United States

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Sun City West AZ 08/2012 11/2016
Wells Fargo Bank Na Sun City AZ 09/2009 Present
Wells Fargo Clearing Services, Llc Sun City West AZ 11/2016 Present
  • 08/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    Sun City West, AZ
  • 09/2009 → Present
    Wells Fargo Bank Na
    Sun City, AZ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Sun City West, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-07
S63 Uniform Securities Agent State Law Examination 2012-10-24
  • S66 Uniform Combined State Law Examination
    2021-06-07
  • S63 Uniform Securities Agent State Law Examination
    2012-10-24
Other Names
  • Heather Nicole Hempen
  • Heather Huntley

View on SEC IAPD

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Other Offices

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CETERA INVESTMENT ADVISERS LLC · SURPRISE, AZ
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LPL FINANCIAL LLC · SURPRISE, AZ
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