Justin Samuel Duncombe

Current Employers

Employment History

• 07/2016 → 07/2020
  Waddell & Reed, Inc
  Sherman Oaks, CA
• 12/2016 → Present
  Duncombe Financial Group (Dba)
  Santa Clarita, CA
• 07/2016 → Present
  Various Insurance Carriers For W&R Insurance Agencies
  Surprise, AZ
• 02/2020 → Present
  James Duncombe
  Santa Clarita, CA
• 02/2020 → Present
  Duncombe Financial Group, Llc.
  Surprise, AZ
• 07/2020 → Present
  Kestra Investment Services, Llc
  Santa Clara, CA
• 07/2020 → Present
  Kestra Advisory Services, Llc
  Santa Clara, CA

Previous Registrations

• 2016-07-08 → 2020-07-23
  Waddell & Reed
  Santa Clarita, CA
  Las Vegas, NV
  Surprise, AZ
  Surprise, AZ
• 2014-03-19 → 2016-07-13
  Ameriprise Financial Services, Llc
  Woodland Hills, CA
• 2012-12-07 → 2014-03-19
  Thrivent Investment Management Inc.
  Thousand Oaks, CA
  Santa Clarita, CA

Other Businesses

Name: College Bound Strategies - The Practical Guide to Choosing and Paying for Today's Higher Education Investment Related: No Address: 11108 N 190th Ln Surprise AZ 85388 Nature of Business: Other Other/None of the Above none of the above Position, Title or Relationship: Author/Owner Start Date: 5/29/2020 Hours per month: 11% - 20% (17 - 32 hours) # Hours during trading hours: 0% - 10% (0 - 14 hours) Duties: I was the writer, researcher, an editor of the book. I managed the advertising of the book, its website, and any other presences the book may require in the future Name: College Bound Strategies Foundation Investment Related: No Address: 11108 N 190th Ln Surprise AZ 85388 Nature of Business: Other Other/None of the Above raising funds to purchase books to be sent to the disadvantaged students within school districts. Position, Title or Relationship: founder, manager, and coordinator Start Date: 8/1/2020 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: purchasing books as funds become available, coordinating distribution of books to accepting districts for their disadvantaged student population. Name: Associates of Clifton Park Investment Related: Yes Address: 747 Pierce Rd Clifton Park NY 12065 Nature of Business: Insurance Position, Title or Relationship: We are insurance and investment representatives, and they are our insurance broker. Start Date: 7/20/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: bring life cases to them, and they help us find the right fit for our clients. once we have found the right fit, we coordinate with AoCP on completing the applications, walking the client through underwriting, and delivering completed policies. Name: Duncombe Financial Group, LLC Investment Related: Yes Address: 11124 N 190th Ln Surprise AZ 85388 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: 50% owner Start Date: 2/17/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I maintain various aspects of the business including the website, email systems, office technology, and manage bill payment for the office. Name: Justin Duncombe Investment Related: No Address: 11108 N 190th Ln Surprise AZ 85388 Nature of Business: Consulting Position, Title or Relationship: contributor of a bill and content expert/consultant Start Date: 12/15/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: contributor of a bill and content expert/consultant Name: Kestra Advisory Services, LLC. Investment Related: Yes Address: 5707 South West Parkway Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 7/20/2020 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: With this activity, my partner and I invest client funds. We charge an ongoing fee rather than commissions at purchase to invest client funds in stocks, bonds, Mutual Funds, UIT's, ETS', and a variety of derivative investment solutions. provides access to institutional level investments that are often cheaper than commission based. discretionary authority (with client permission) on the client accounts. NAME: DUNCOMBE FINANCIAL POSITION: Appointed Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2025 ADDRESS: 11124 N 190th Ln, Surprise AZ 85388, United States DESCRIPTION: Represent as agent of record for a client's life insurance policies.

Exams

• S66 Uniform Combined State Law Examination
  2012-12-06