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One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-08-07 |
| GA | RA | APPROVED | 2023-08-07 |
| MS | RA | APPROVED | 2023-08-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Farm Vp Management Corp. | Birmingham | AL | 01/2014 | Present |
| Caroline Dorris Insurance Agency | Birmingham | AL | 01/2014 | Present |
| State Farm Investment Management Corp | Birmingham | AL | 08/2018 | 06/2019 |
| State Farm Investment Management Corp | Birmingham | AL | 08/2023 | Present |
1) Caroline Dorris's Insurance Agency; Insurance Agency; Investment-related; 2805 6th Ave S Birmingham, AL 35233-2801; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2014; 80; 80; Service customers and supervise employees
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-18 |
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