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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-30 |
| KS | RA | APPROVED | 2009-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wichita | KS | 06/2009 | Present |
1. 10/28/2009 - Flint Hills Financial - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 06/09/2014 - Milford Family Farm LLC - INV REL - 5601 Shadowridge Wichita, KS 67220 - Business Entity For Tax/Investment Purposes Only - START 01/01/2014 - 1 HOUR PER MONTH, 0 DURING TRADING - Sell of crops. lease land for oil. 3. 02/08/2024 - Business Owner - Farm Land Owner - Not Investment Related - Home Based - Start Date 02/20/2023 - 2 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-09 |
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