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Stephen H Gayton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gainesville, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-10
GA RA APPROVED 2013-02-26
  • TX RA
    APPROVED_RES
    Since 2013-05-10
  • GA RA
    APPROVED
    Since 2013-02-26

Branch Locations

340 Jesse Jewel Pkwy, Gainesville, GA 30501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Gainesville GA 08/2012 Present
Bank Of America, N.A. Gainesville GA 05/2013 Present
  • 08/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Gainesville, GA
  • 05/2013 → Present
    Bank Of America, N.A.
    Gainesville, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-22
  • S66 Uniform Combined State Law Examination
    2013-02-22
Other Names
  • Stephen Heath Gayton

View on SEC IAPD

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ANDERSON ADVISORS, INC. · GAINESVILLE, GA
CETERA INVESTMENT ADVISERS LLC · GAINESVILLE, GA
WELLS FARGO CLEARING SERVICES, LLC · GAINESVILLE, GA
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