Inactive

Thomas Aubrey Hodgson

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Current Employers

Lutz Financial

13616 California Street Suite 300, Omaha, NE 68154-5336 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-30
NE	RA	APPROVED	2022-07-20

TX RA
APPROVED

Since 2026-01-30
NE RA
APPROVED

Since 2022-07-20

Branch Locations

13616 California Street Suite 300, Omaha, NE 68154-5336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hightower Advisors, Llc	Omaha	NE	08/2016	08/2017
Investment Centers Of America	Aberdeen	SD	08/2017	11/2017
Lpl Financial Llc	Aberdeen	SD	11/2017	06/2022
Lutz Financial	Omaha	NE	07/2022	Present

08/2016 → 08/2017

Hightower Advisors, Llc

Omaha, NE
08/2017 → 11/2017

Investment Centers Of America

Aberdeen, SD
11/2017 → 06/2022

Lpl Financial Llc

Aberdeen, SD
07/2022 → Present

Lutz Financial

Omaha, NE

Previous Registrations

2017-11-29 → 2022-06-13

Lpl Financial Llc

Aberdeen, SD
2017-08-09 → 2017-11-29

Investment Centers Of America, Inc.

Aberdeen, SD
2016-08-16 → 2017-08-09

Hightower Advisors, Llc

Omaha, NE
2013-08-19 → 2016-08-16

Morgan Stanley

Omaha, NE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-15

S66 Uniform Combined State Law Examination

2013-08-15

Designations

Other Names

Tom Hodgson

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

LPL ENTERPRISE, LLC

PFS INVESTMENTS INC.

HILEY HUNT WEALTH MANAGEMENT, INC.

INTEGRITY ALLIANCE, LLC.

Other Investors

SCOTT ALLEN SLADOVNIK

MARK ALLEN LUDWIG

Nathaniel Phillip Beam

KYLEE LIN SIMON

Jack Edward Wolfgram

Bradley Thomas Kenyon

PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE

EQUITABLE ADVISORS, LLC · OMAHA, NE

MML INVESTORS SERVICES, LLC · Omaha, NE

AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE

CETERA INVESTMENT ADVISERS LLC · OMAHA, NE

LPL ENTERPRISE, LLC · OMAHA, NE

PFS INVESTMENTS INC. · OMAHA, NE

PFS INVESTMENTS INC. · Omaha, NE

More in Omaha, NE

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