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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-14
AZ RA APPROVED 2014-06-19
  • TX RA
    APPROVED_RES
    Since 2016-07-14
  • AZ RA
    APPROVED
    Since 2014-06-19

Branch Locations

6666 Highway 179, Sedona, AZ 86351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Sedona AZ 05/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-30
S63 Uniform Securities Agent State Law Examination 2012-09-26
  • S66 Uniform Combined State Law Examination
    2014-05-30
  • S63 Uniform Securities Agent State Law Examination
    2012-09-26
Other Names
  • Hope Helene Harper
  • Hope H. Smith
  • Hope H. Straw
  • Hope Harper
  • Hope H. Nowling
  • Hope Harper Smith
  • Hope H. Harper
  • Hope Nowling
  • Hope Harper Straw
  • Hope Straw
  • Hope Smith
  • Hope Harper Nowling

View on SEC IAPD

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