Christopher Robert Ruggiero

Current Employers

Employment History

• 06/2002 → 07/2017
  Wachovia Bank, N.A.
  Bloomingdale, NJ
• 03/2001 → 07/2021
  Wells Fargo Clearing Services, Llc
  Summit, NJ
• 03/2022 → 01/2024
  Charles Schwab Premier Bank, Ssb
  Alpharetta, GA
• 03/2022 → 01/2024
  Charles Schwab & Co., Inc.
  Alpharetta, GA
• 07/2021 → 03/2022
  Unemployed
  Alpharetta, GA
• 01/2024 → 05/2024
  Unemployed
  Alpharetta, GA
• 05/2024 → Present
  First National Bank Of Omaha Fnbo
  Omaha, NE
• 07/2024 → Present
  Raymond James Financial Services, Inc.
  Omaha, NE
• 07/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Omaha, NE

Previous Registrations

• 2022-09-26 → 2024-01-09
  Charles Schwab & Co., Inc.
  Westlake, TX
  Alpharetta, GA
• 2003-10-29 → 2021-08-03
  Wells Fargo Clearing Services, Llc
  Summit, NJ
  Short Hills, NJ
  Charlotte, NC
  Summit, NJ
  Short Hills, NJ
  Summit, NJ
  Short Hills, NJ
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Roswell, GA

Other Businesses

(1)Name of Business: First Investments and Planning Address: 14010 Fnb Pkwy Ste 420, Omaha, NE, 68154-5209, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/20/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Head of Wealth and Institutional Services

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-30
• S63 Uniform Securities Agent State Law Examination
  2000-08-23

Other Names

• Chris Ruggiero
• Christopher Robert Ruggiero
• Christopher Ruggiero